ASIC company status codes and deregistration reasons
Reference for ASIC organisation status codes including REGD, DRGD, EXAD, SOFF and CNCL, plus the deregistration reason codes such as S601AB and S601AA.
The status code on an ASIC record answers the first question anyone asks about a company: is it still registered? REGD means registered and trading normally, DRGD means deregistered, SOFF means ASIC has started strike-off action, and EXAD means a liquidator, administrator, receiver or controller has been appointed. When a company is deregistered ASIC also records the reason, usually a section of the Corporations Act 2001 such as S601AB (ASIC-initiated deregistration) or S601AA (voluntary deregistration). The same status table covers business names, managed investment schemes, trusts and associations, so several codes only ever appear on those record types.
Where it appears in the API
company.statusfromGET /v1/companies/{id}and in every embedded company summary (search results, person roles, weekly summaries, charges).company.deregistration.reason(the deregistration reasons table) andcompany.deregistration.datewhen the company is deregistered or cancelled.businessName.statusfromGET /v1/business-names/{id}.includeDeregisteredquery parameter onGET /v1/companies/searchcontrols whetherDRGDrecords are returned.subTypecodesDRGDandREINonnew-registrationsweekly summary items record deregistrations and reinstatements.
Organisation statuses
| Code | Meaning |
|---|---|
APPR | Approved (trusts) |
ARCH | Business Names - Archived |
ASOS | Association Strike Off Status |
CNCL | Cancelled |
CONV | Converted (Trust) |
DISS | Dissolved by special act of parliament |
DIV3 | Organisation transferred registration via DIV3 |
DRGD | Deregistered |
EXAA | External Administration - Association |
EXAD | ** Under External Administration And/Or Controller Appointed ** |
EXMP | QLD Assoc - Exempt from Lodging Annual Statements |
LIQU | QLD Associations - In Liquidation |
NOAC | Not Active |
NRGD | Not Registered |
PEND | Pending - Schemes |
REGD | Registered |
REXP | Business Name Expired |
RMVD | Business Names - Removed |
SOFF | Strike-Off Action In Progress |
WDPI | Winding Up - Prescribed Interest Schemes |
WDUP | Winding Up - Managed Investments Schemes |
21 codes. Source: the "Organisation status" table in ASIC's Datastream specification.
What each status means in practice
| Code | Applies to | Notes |
|---|---|---|
| REGD | Companies, bodies, schemes | Registered and in good standing. The normal value. |
| EXAD | Companies, bodies | Under external administration or a controller has been appointed. The company is still registered. A purchased company extract includes the externalAdministration section with the appointees; see below. |
| SOFF | Companies | Strike-off action in progress. ASIC has issued notice that it intends to deregister the company, typically for unpaid review fees or failure to lodge. The company can still be reinstated to REGD by lodging and paying. |
| DRGD | Companies, bodies | Deregistered. The company no longer exists as a legal entity. deregistration.date and deregistration.reason are populated. |
| CNCL | Registered bodies, schemes | Registration cancelled rather than deregistered. deregistration.date holds the cancellation date. |
| NRGD | Companies | Not registered. Appears on records ASIC holds but never registered, for example failed applications. |
| NOAC | Various | Not active. Mostly legacy state records. |
| DISS | Companies | Dissolved by a special act of parliament. |
| DIV3 | Companies | Transferred registration under Division 3 (for example to become a registered body or foreign company). |
| APPR, CONV | Trusts | Approved, or converted into another entity. |
| PEND | Schemes | Registration of a managed investment scheme is pending. |
| WDUP, WDPI | Schemes | Winding up of a managed investment scheme or an older prescribed interest scheme. |
| REXP, RMVD, ARCH | Business names | Expired, removed from the register, or archived under the pre-2012 state registers. |
| ASOS, EXAA, EXMP, LIQU | Associations | Strike-off, external administration, Queensland lodgement exemption and Queensland liquidation statuses for incorporated associations. |
EXAD triggers the external administration section
When status.code is EXAD, ASIC attaches a group of documents relating to the external administration or appointment of a controller to the company extract. asicapi returns them in the externalAdministration key of a purchased company extract and exposes them through GET /v1/companies/{id}/external-administration, which reads the extract you hold. ASIC's printed extract carries the disclaimer that the list may not include every relevant document and that state and territory records should also be searched. Show that caveat to end users.
CNCL shows a cancellation date
For a CNCL status, ASIC's guidance is that the date labelled "Date Deregistered" on an extract should be presented as "Date Cancelled". asicapi keeps the value in deregistration.date for both statuses; use status.code to pick the label.
Deregistration reasons
| Code | Meaning |
|---|---|
ALT REGN | ALTERED REGISTRATION |
BINT | BANK INTEGRATION ACT |
SA ACT | S.22 TAB (DISPOSAL) ACT 2000 |
S22FS | S22 Financial Sector (T'fer of Business) Act 1999 |
S380 | SECTION 380 |
S411 | SECTION 411 COMPANIES CODE |
S413 | SECTION 413 |
S459 | SECTION 459 COMPANIES CODE |
S481 | SECTION 481 |
S509 | SECTION 509 |
S601AA | SECTION 601AA |
S601AB | SECTION 601AB |
S601AL | SECTION 601AL |
S601CC | SECTION 601CC |
S601CL | SECTION 601CL |
S601PB | SECTION 601PB OF THE CORPORATIONS ACT |
S89 | S.89 C/CODE - TRANSFER OF INCORP-SEE LATER RECORD |
17 codes. Source: the "Deregistration reason" table in ASIC's Datastream specification.
| Code | Plain-English meaning |
|---|---|
| S601AA | Voluntary deregistration applied for by the company (Form 6010). The company had no liabilities and assets under $1,000. |
| S601AB | ASIC-initiated deregistration, most often for failing to pay the annual review fee or lodge documents for an extended period. |
| S601AL | Deregistration following the conclusion of a winding up. |
| S601CC, S601CL | Cancellation of registration of a registered Australian body (601CC) or foreign company (601CL). |
| S601PB | Deregistration of a managed investment scheme. |
| S481, S509 | Deregistration after a court winding up (481) or a voluntary winding up (509) under the Corporations Act. |
| S411, S413 | Scheme of arrangement outcomes, including reconstruction and amalgamation. |
| S459 | Winding up under the pre-1991 Companies Code. |
| S380, S89 | Transfer of incorporation to another jurisdiction under older legislation; a later record exists for the same entity. |
| ALT REGN | Altered registration, for example a conversion to a different entity type. |
| BINT, S22FS, SA ACT | Deregistration under special legislation: the Bank Integration Act, the Financial Sector (Transfer of Business) Act 1999 and the TAB (Disposal) Act 2000. |
Codes not in the deregistration reasons table
Records converted from the pre-1991 state registers sometimes carry a deregistration reason that is not in the deregistration reasons table. ASIC's instruction is to display such a reason simply as "deregistered". asicapi returns the raw code with a label equal to the code; treat any unrecognised code the same way.
Related
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Reference for ASIC organisation type codes such as APTY and APUB, the class codes LMSH and LMGT, sub-class codes like PROP and LIST, and governance types.
ASIC address type codes
Reference for ASIC address type codes RG registered office, PA principal place of business, RP, RO and CC, plus register address types and address JSON fields.