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Common ASIC form codes

The most common ASIC form codes explained, including Form 201, 484, 370, 388, 505 and 6010, with sub-form codes, document qualifiers and ASIC Alert categories.

Every document lodged with ASIC is a numbered form, and the form code is the fastest way to understand a company's document list without opening the images. A Form 201 is the application that created the company, a Form 484 is the routine notification of changed details, a Form 370 is a director or secretary resigning on their own initiative, a Form 388 is the annual financial report of a company that must lodge one, and a Form 505 is the appointment of a liquidator or administrator. asicapi returns the form code and ASIC's description on every document, and the reference forms endpoint gives you the complete, current list.

Where it appears in the API

  • document.formCode and document.formDescription on every document from GET /v1/companies/{id}/documents, GET /v1/documents/{documentNumber}, person documents and register documents.
  • document.subForms[] lists the sections of a multi-part form that the lodgement actually used.
  • document.qualifier and sourceDocument.qualifier hold the annual return year or financial report year (for example AR 2019 or FR 2019).
  • formCode query parameter on the company documents endpoint filters the list to one form.
  • GET /v1/reference/forms with an optional category returns { "formCode", "description" } for every form ASIC recognises.
  • nameReservation.formCode on a name reservation is normally 410.
  • preAsicDocuments[].formCode carries the form codes of the former state registers, which follow different conventions.

The forms endpoint is authoritative

The table below covers the forms most people meet. ASIC has several hundred form codes, adds new ones when the law changes and retires old ones. GET /v1/reference/forms is the complete and current list, and asicapi refreshes it from ASIC daily. Do not hard-code descriptions from this page.

Widely used form codes

FormTitleWhat it is forTypical trigger
201Application for registration as an Australian companyCreates the company and records its first directors, secretary, members, share structure and addresses. The oldest document on almost every post-1991 company.Incorporation
205Notification of resolutionNotifies ASIC of a special or ordinary resolution passed by members, most often a change of company name, a change of company type or adoption of a constitution.Name change, type change
370Notification by officeholder of resignation or retirementLodged by the outgoing director or secretary personally, rather than by the company, so the resignation is recorded even if the company fails to notify it.Officer resignation
388Copy of financial statements and reportsAnnual financial report, directors' report and auditor's report for public companies, large proprietary companies and other entities that must lodge. Carries an FR qualifier.Annual reporting
410Application for reservation of a nameReserves a proposed company name for two months before incorporation or a name change. Shows as a name reservation with type RSVN.Pre-incorporation
484Change to company detailsThe general purpose notification. Sections cover changes to addresses, office holders (appointments and cessations), members and shareholdings, and share structure. The sections used are reported as sub-forms.Most routine changes
492Request for correctionCorrects an error in a previously lodged document. Appears alongside the document it corrects.Correction
502Notification of appointment of external administrator (historical)The older appointment form, seen on documents before the current insolvency forms were introduced.Historical insolvency appointments
505Notification of appointment or cessation of an external administratorNotifies the appointment, or the end of the appointment, of a liquidator, administrator, deed administrator, receiver or controller. The document that accompanies a change to EXAD status.Insolvency appointment or cessation
6010Application for voluntary deregistration of a companyLodged when a company with no liabilities and minimal assets is closed by its members. Leads to a DRGD status with reason S601AA.Voluntary closure
902Supplementary documentAdditional pages or attachments lodged to supplement an earlier document. When you order an image, supplementary documents lodged against it are included at no extra charge.Follow-up to an earlier lodgement

Sub-form codes

Multi-part forms report which parts were completed. The subForms[] array on a document lists each part with a code and description, and the source document on an office holder, address or member record points to the Form 484 that changed it.

Form 484 with sub-forms
{
  "object": "document",
  "documentNumber": "7E4561230",
  "formCode": "484",
  "formDescription": "Change to company details",
  "subForms": [
    { "code": "484A", "description": "Change of address" },
    { "code": "484B", "description": "Change to officeholders" }
  ],
  "receivedAt": "2026-03-04",
  "processedAt": "2026-03-05",
  "effectiveAt": "2026-03-01",
  "qualifier": null,
  "pageCount": 3,
  "imaged": true,
  "underRequisition": false,
  "xbrlAvailable": false,
  "xbrlDocumentNumber": null,
  "status": null,
  "priced": true
}

Sub-form codes are the parent form code followed by a letter. Use the description ASIC supplies rather than inferring meaning from the letter, because the lettering has changed between versions of the form.

Document qualifiers

Some document types are qualified with the period they relate to. Annual returns, which companies lodged each year until they were replaced by the annual review in 2003, are qualified as AR followed by the year. Financial reports lodged on Form 388 are qualified as FR followed by the year. The qualifier appears in document.qualifier and on sourceDocument.qualifier when, for example, a member record was last confirmed by an annual return.

Qualified source document
"sourceDocument": { "documentNumber": "0E1122334", "qualifier": "AR 1999" }

ASIC Alert document categories

ASIC's Company Alert service groups forms into categories so subscribers can be notified only about documents of interest. GET /v1/reference/forms?category= accepts these values and returns the forms in that category. You can request all forms or one category per call.

CategoryWhat it coversExample forms
allEvery form ASIC recognisesEverything below and more
internal-administrationChanges to office holders, addresses, constitution and company details484, 370, 205
buy-backsShare buy-back notices and related resolutionsBuy-back notification forms under Division 2 of Part 2J.1
debtCharges and debenture related lodgementsHistorical charge forms, trustee for debenture holders
deregistrationDeregistration, strike-off and reinstatement6010, deregistration notices
disclosure-noticesSubstantial holder, takeover and continuous disclosure notices for listed entitiesSubstantial holding notices, notices of meetings
financialFinancial statements and audit related lodgements388
fundraisingProspectuses, product disclosure statements and offer documentsProspectus lodgement forms
takeovers-shortThe core takeover documents: bidder's and target's statementsBidder's statement, target's statement
takeovers-allEvery document lodged in connection with a takeoverThe short list plus supplementary and variation notices

Because form membership in a category is defined by ASIC and changes over time, use the endpoint rather than a fixed list when you build filters for document monitoring.

Reading a document list by form code

A typical proprietary company's document list is mostly 484s with an occasional 205 (name change), 370 (a director resigning) and 492 (correction). Public companies add a 388 each year. Anything from the 5xx series signals insolvency and is worth a look at external administration. A 6010 followed by a DRGD status is a clean voluntary closure. The documents concept page explains document numbers, imaging and how to order a copy.

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